Allen Stanford Legal Actions including Proskauer Sjoblom

The D&O Diary

 

 

The List: Stanford Group-Related Litigation

 

Last Updated: August 27, 2009

 

Table I: Federal Securities Class Action Litigation

(substantially related proceedings listed in Table IV, below)

 

Date

Court

Parties (Defendants/Plaintiffs)

Link

D&O Diary

2/17/09

S.D.Tex.

Stanford Group Company; Stanford Financial Group; Stanford International Bank Ltd; Stanford Capital Management LLC; R. Allen Stanford; James Davis; Laura Pendergast-Holt; Jay Comeaux; Jason Green/ Jerry Adams, Jerry Errington, Ben Gomez, Michael Hicks, on behalf of all persons who purchased securities and CDs sold by defendant Stanfrod between January 1, 2000 and February 17, 2009 {Note: These same plaintiffs filed a substantially identical action in the Northern District of Texas as well, refer here}

Here

Here

 

 

Table II: State Court Actions

(duplicate or substantially related  proceedings are listed in Table IV, below)

Date

Court

Parties (Defendants/Plaintiffs)

Link

D&O Diary

2/19/09

Tex. Dist.Ct.

Stanford Group Company; Stanford Financial Group; Stanford Capital Management LLC; Stanford Venture Capital Holdings, Inc.; Stanford Group Holdings, Inc.; Stanford International Bank, Ltd; R. Allen Stanford; James M. Davis; Laure Pendergast-Holt/ Johan Pieter Dahl, Trustee of the Rocky Mountain Trust

Here

Here

2/27/09

Tex. Dist.Ct.

Stanford Group Company; Stanford Financial Group; Stanford International Bank, Ltd.; Stanford Holdings, Inc.; Stanford Capital Management; R. Allen Stanford; James M. Davis; Laura Pendergast-Holt; Jay Comeau; Jason Green; John M. Fry; Louis M. Perry/ Robert Conte as Trustee of Corporate Healthcare Management Defined Benefit Plan

Here

 

8/23/09

Tex. Dist. Ct.

Trustmark National Bank; HSBC Bank PLC; The Toronto-Dominion Bank; SG Private Banking (Suisse) S.A.; Bank of Houston/ Peggy Roif Rotstain; Guthrie Abbott; Catherine Burnell; Steven Queyrouze; Jaime Alexis Arroyo Bornstein; Juan C. Olano, on behalf of all individuals who were customers or SIBL

Here

 

 

 

Table III: Other Proceedings

(duplicate or substantially related  proceedings are listed in Table IV, below)

Date

Forum

Parties (Defendants/Plaintiffs)

Link

D&O Diary

2/17/09

N.D. Tex

Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management LLC; R. Allen Stanford; James M. Davis; Laura Pendergest-Holt/Securities and Exchange Commission

Here

 

2/25/09

Queen’s Bench (Alberta)

R. Allen Stanford/Stanford Financial Group;Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management LLC; James Davis; Laura Pendergest-Holt/ Jim Sunderji on behalf of purchasers of Stanford International Bank Certificates of Deposit

Here

 

3/4/2006

S.D. Tex.

Securities and Exchange Commission and unknown agents thereof; Unknown Agents of the U.S. Marshal’s Service; Ralph S. Jenney, Appointed Receiver for Stanford International Bank Ltd, et al./Tory Dearmond, Cindy Dore, et al.

Here

 

3/17/09

Tex. Dist. Ct.

Lloyd’s of London, et.al/Laura Pendereast-Holt

Here

Here

3/27/09

N.D. Tex.

Thomas V. Sjoblum and Proskauer Rose, LLP/ Laura Pendergest-Holt

Here

 

4/15/09

N.D.Tex

James R. Alguire et al. (former financial advisors to Defendant Stanford Group Company)/Receiver Ralph Janvey {Receiver’s Complaint}

Here

 

5/12/09

S.D. Tex.

Laura Pendergest-Holt/ United States of America (Indictment)

Here

 

5/21/09

S.D. Fla.

Kroll, Inc; Kroll Associates, Inc./ Electri International – The Foundation for Electrical Construction, Inc.

Here

 

6/18/09

S.D. Tex.

Robert Allen Stanford; Laura Pendergest Holt; Gilberto Lopez; Mark Kurht; Leroy King/ United States of America [Indictment]

Here

 

 

 

 

 

 

6/18/09

S.D. Tex.

Bruce Perraud/ United States of America [Indictment]

Here

 

6/18/09

S.D.Tex.

James M. Davis/United States of America [Information]

Here

 

7/2/09

N.D.Tex.

Willis of Colorado, Inc.; Willis Group Holdings, Ltd.; Amy Baranoucky; Robert S. Winter; Bowen, Miclette & Britt, Inc./ Samuel Troice; Martha Diaz; Punga Punga Financial Ltd, on behalf of Mexican investors who purchased Certificates of Deposit from Stanford International Bank

Here

 

7/13/09

S.D.Tex.

The Commonwealth of Antigua and Barbuda/Joan Gale Frank; Jon A. Bell; Samuel Burkinsky; Jamie Alexis Arroyo Bornstein; Peggy Roif Rotstain; Juan C. Olano: John Wade in hiw capacity as Trustee of the Microchip ID System, on behalf of all individuals who, and entities that, as of February 16, 2009, were customers of SIBL, with monies on deposit at SIBL and/or holding CDs issued by SIBL

 

Here

 

7/15/09

N.D.Tex.

Jim Letsos; Felipe Gonzalez; Charlotte Hunton; Richard O. Hunton; Charles Hunton/ Receiver Ralph Janvey {Receiver’s Complaint}

Here

 

8/10/09

N.D.Miss.

Robert David Haggard; John Taylor Paschal; Suzanne Paschal; Mary Edith Shapley; Edit Paschal; Price Paschal Lumber Company, Inc.

Here

 

8/20/09

Sup.Ct. Brit.Colum.

Glenn Ayarton; Ayrton Financial Inc.; Clearwealth Advisors, Inc.; Clearwealth Adviors, A Partnership; Sora Group Wealth Advisors, Inc.; Sora Group Wealth Advisors A Partnership/Michael Drance; Sylvia Slosel; Mr. Michael Drance, Inc.

Here

 

 

 

 

Table IV: Related Proceedings

 

Date

Court

Parties (Defendants/Plaintiffs

Link

D&O Diary

2/18/09

S.D. Tex.

Stanford International Bank, Ltd; Stanford Group Company; Stanford Capital Management LLC; R. Allen Stanford; James M. Davis; Laura Pendergast-Holt/ John Cohron on behalf of all persons who purchased CDs from SIB or shares in SIB’s SAS program between February 19, 2004 and February 17, 2009

Here

Here

2/17/09

N.D.Tex.

Stanford Group Company; Stanford Financial Group; Stanford International Bank Ltd; Stanford Capital Management LLC; R. Allen Stanford; James Davis; Laura Pendergast-Holt; Jay Comeaux; Jason Green/ Jerry Adams, Jerry Errington, Ben Gomez, Michael Hicks, on behalf of all persons who purchased securities and CDs sold by defendant Stanfrod between January 1, 2000 and February 17, 2009 {Note: These same plaintiffs filed a substantially identical action in the Southern District of Texas as well, as noted above}

Here

 

2/23/09

M.D. La.

Stanford Group Company; Stanford Financial Group; Stanford International Bank, Ltd.; Stanford Holdings, Inc.; Stanford Capital Management, LLC; R. Allen Stanford; James Davis; Laura Pendergast-Holt/

Sandra Allen on behalf of all persons who purchased securities or certificates of deposit sold by or through defendant Stanford entities from January 1, 2000 through February 17, 2009

Here

Here

8/6/09

N.D. Tex

Willis of Colorado, Inc.; Willis Group Holdings Ltd.; Amy S. Baranoucky; Robert S. Winter; Bowen, Miclette & Britt, Inc./ Manuel Canabal; Daniel Gomez Ferreiro; Promotora Villa Marino, C.A.

Here

 

 

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